Business Card for William S Short:


Executive Vice President-Operations
 Plano, TX area


1735 K St NW
Washington, WA 20006
Tel: (202) 728-8000

Last updated on 2017-06-25

About William S Short:

William S Short works as an Executive Vice President-Operations for Financial Industry Regulatory Authority (FINRA) at Plano, TX. The company's webpage is http://www.finra.org. For email, phone number and executive profiles for Executive Vice President-Operations and other executives of Financial Industry Regulatory Authority (FINRA) at Plano, TX, check Financial Industry Regulatory Authority (FINRA) at Joesdata.com. Not the William S Short you are looking for? Do a quick search in our website and find other people named William S Short.
William S Short's Work History:
No information available..

William S Short's Education:
No information available..

William S Short's Co-workers:
As of March 6, 2021, William S Short has 68 co-workers under the company name Financial Industry Regulatory Authority (FINRA) at Joesdata.com.

About Financial Industry Regulatory Authority (FINRA):

Financial Industry Regulatory Authority (FINRA) is located at 1735 K St NW , Washington, WA 20006. It has around 1K - 5K employees. Its revenue is around $100 - 500M.

Company News:
2017-12-28 17:49:25
FINRA Sanctions Citigroup Global Markets Inc. $11.5 Million for Displaying Inaccurate Research Ratings
2017-12-27 17:49:20
FINRA Fines J.P. Morgan Securities LLC $2.8 Million for Customer Protection Rule Violations and Supervisory Failures
2017-12-21 17:49:27
FINRA Warns Investors: Dont Fall for Cryptocurrency-Related Stock Scams
2017-11-02 17:06:25
FINRA Foundation and Filene Research Institute Provide Free Resources to Help Credit Unions and Employers Launch Small-Dollar Loan Program to Support Employee Financial Wellness
2017-09-25 17:49:09
FINRA Sanctions Morgan Stanley $13 Million in Fines and Restitution for Failing to Supervise Sales of UITs
2017-09-19 17:49:21
FINRA Dispute Resolution to Hold Arbitrator and Mediator Recruitment Event at Congressional Black Caucus Conference September 21 23
2017-09-12 17:49:00
FINRA Hearing Panel Fines C.L. King & Associates $750,000 for Negligent Misrepresentations and Omissions in Connection with Death Put Investments and AML-Related Violations
2017-08-14 17:49:05
FINRA Expels Hallmark Investments, Inc. and Bars CEO for Fraud
2017-08-01 17:49:15
SIPC and FINRA Streamline Reporting Process for Broker-Dealers
2017-07-27 17:50:31
Correcting and Replacing FINRA, Bats, NASDAQ, and NYSE Fine Firms for Market Access Rule Violations

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